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Nicholas Scott Moore

Trinity Financial Planning

Middleton, WI

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Current Employers
Trinity Financial Planning

6405 Century Ave #104, Middleton, WI 53562 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-02-01
  • WI RA
    APPROVED
    Since 2021-02-01

Branch Locations

6405 Century Ave #104, Middleton, WI 53562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anchor Bank Madison WI 01/2014 10/2016
Lpl Financial Llc Madison WI 01/2014 10/2016
Edward Jones Madison WI 10/2016 12/2016
Securian Financial Services Inc St Paul MN 01/2017 01/2021
Cri Securities St Paul MN 01/2017 01/2021
North Star Resource Group Madison WI 01/2017 01/2021
Trinity Financial Planning, Llc Middleton WI 02/2021 Present
  • 01/2014 → 10/2016
    Anchor Bank
    Madison, WI
  • 01/2014 → 10/2016
    Lpl Financial Llc
    Madison, WI
  • 10/2016 → 12/2016
    Edward Jones
    Madison, WI
  • 01/2017 → 01/2021
    Securian Financial Services Inc
    St Paul, MN
  • 01/2017 → 01/2021
    Cri Securities
    St Paul, MN
  • 01/2017 → 01/2021
    North Star Resource Group
    Madison, WI
  • 02/2021 → Present
    Trinity Financial Planning, Llc
    Middleton, WI
Previous Registrations
  • 2017-04-18 → 2021-02-10
    Securian Financial Services, Inc.
    Madison, WI
  • 2017-04-18 → 2021-02-10
    Cri Securities, Llc
    Madison, WI
  • 2016-10-03 → 2016-12-02
    Edward Jones
    Madison, WI
    Madison, WI
    St Louis, MO
  • 2014-12-26 → 2016-10-10
    Lpl Financial Llc
    Madison, WI
    Madison, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-24
  • S66 Uniform Combined State Law Examination
    2014-12-24
Other Names
  • Nick Scott Moore
  • Nicholas Scott Moore
  • Nicholas S Moore

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
JACOBSON & SCHMITT ADVISORS, LLC
CHARLES SCHWAB & CO., INC.

Other Investors

JOHN-THOMAS PETREE
BRIAN VETROVEC
JAMES P SOLBERG
JACK DRANEY
BRANDON JOHN GASSER
ALEX DAVID BROST
MICHELLE ROSALYN TODD
ALINA M. ANDRECAN

Other Offices

STRATEGIC ADVISERS LLC · MIDDLETON, WI
CANOPY WEALTH MANAGEMENT · MIDDLETON, WI
MORGAN STANLEY · Middleton, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Middleton, WI
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · MIDDLETON, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MIDDLETON, WI
JACOBSON & SCHMITT ADVISORS, LLC · MIDDLETON, WI
CHARLES SCHWAB & CO., INC. · Middleton, WI

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