Frank Norman Goldberg

Employer firm

Avantax Planning Partners, Inc. CRD 106237

$7.57B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 10/2017
  Honkamp Krueger Financial Services
  Omaha, NE
• 10/2017 → 12/2017
  N/A
  Omaha, NE
• 01/2018 → Present
  Hk Financial Services, Inc.
  Omaha, NE
• 01/2015 → Present
  Frank Goldberg, Cpa
  Omaha, NE

Previous Registrations

• 2013-01-24 → 2017-10-24
  Avantax Planning Partners, Inc.
  Omaha, NE

Other Businesses

I am a CPA for the sole proprietorship Frank Goldberg, CPA. I am located at Omaha, NE. I have participated in this activity since 01/2015. I work approximately 40 hours a month. I provide services that are typical of public accounting to a hand full of clients, including tax return preparation, consulting, and bookkeeping to a variety of different clients and businesses. Most of my work is during securities trading hours. My employment is not securities-related or investment-related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-12-28