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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-16
TX RA APPROVED 2024-08-16
  • PA RA
    APPROVED
    Since 2024-08-16
  • TX RA
    APPROVED
    Since 2024-08-16

Branch Locations

201 Lackawanna Ave Suite 103, Scranton, PA 18503 • United States

Scranton, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scranton PA 07/2013 08/2019
Bank Of America, N.A. Scranton PA 07/2014 08/2019
Wells Fargo Clearing Services Llc Scranton PA 08/2019 08/2024
Wells Fargo Advisors Financial Network, Llc Scranton PA 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-30
  • S66 Uniform Combined State Law Examination
    2011-09-30
Other Names
  • Kevin Michael Bender

View on SEC IAPD

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