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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-11
TX RA APPROVED 2021-01-08
  • FL RA
    APPROVED
    Since 2021-01-11
  • TX RA
    APPROVED
    Since 2021-01-08

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 07/2015 01/2021
Bank Of America, N.A. Miami FL 11/2016 01/2021
Raymond James & Associates, Inc. Coral Gables FL 01/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: ILC NP PLLC Address: 6133 SW 46 Street, Miami, FL, 33155, United States Activity Type: Business Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 10/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my wifes company that she wants to add me as a manager for support reasons on continuity. I have no control over the business nor its bank accounts, but rather would be there specifically as a fall back/support.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-11
  • S66 Uniform Combined State Law Examination
    2015-11-11

View on SEC IAPD

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