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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-19 |
| CA | RA | APPROVED | 2012-08-02 |
Branch Locations
610 Newport Center Dr. Suite 300, Newport Beach, CA 92660 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Los Angles | CA | 01/2012 | 11/2018 |
| Seia Llc | Newport Beach | CA | 01/2012 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 07/2023 |
| Ses Llc | Newport Beach | CA | 07/2023 | Present |
SEIA LLC POSITION: Senior Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/30/2012 ADDRESS: 610 Newport Center Drive Ste 300, Newport Beach CA 92660, United States DESCRIPTION: RIA Sales & Service Insurance License Producer POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/30/2012 ADDRESS: 610 Newport Center Drive Ste 300, Newport Beach CA 92660, United States DESCRIPTION: Insurance sales and service consistent with financial planning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-31 |
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