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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-27
MA RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2025-03-27
  • MA RA
    APPROVED
    Since 2024-03-21

Branch Locations

1800 West Park Dr Ste 150, Westborough, MA 01581 • United States

Worcester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Braintree MA 02/2015 04/2019
Finivi Inc Westborough MA 03/2019 03/2020
Triad Advisors Norcross GA 06/2019 01/2022
Cetera Advisors Llc St Cloud MN 01/2022 Present
Ccr Wealth Management Westborough MA 11/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 02/2015 → 04/2019
    Voya Financial
    Braintree, MA
  • 03/2019 → 03/2020
    Westborough, MA
  • 06/2019 → 01/2022
    Triad Advisors
    Norcross, GA
  • 01/2022 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 11/2022 → Present
    Ccr Wealth Management
    Westborough, MA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 04/2019, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: CCR WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-09
S63 Uniform Securities Agent State Law Examination 2014-04-07
  • S66 Uniform Combined State Law Examination
    2015-05-09
  • S63 Uniform Securities Agent State Law Examination
    2014-04-07
Designations

View on SEC IAPD

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