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Zachary Taylor Brock

Principal Securities, Inc.

Huntersville, NC

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-07
  • NC RA
    APPROVED
    Since 2025-11-07

Branch Locations

8936 Northpointe Executive Park Dr Ste 260, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Employee Benefit Advisors Denver NC 12/2012 05/2018
Parks Insurance Group Huntersville NC 05/2018 12/2019
Cypress Benefit Solutions Huntersville NC 01/2020 03/2025
Principal Securities Inc Huntersville NC 03/2025 Present
Principal Life Insurance Co Huntersville NC 03/2025 Present
  • 12/2012 → 05/2018
    Employee Benefit Advisors
    Denver, NC
  • 05/2018 → 12/2019
    Parks Insurance Group
    Huntersville, NC
  • 01/2020 → 03/2025
    Cypress Benefit Solutions
    Huntersville, NC
  • 03/2025 → Present
    Principal Securities Inc
    Huntersville, NC
  • 03/2025 → Present
    Principal Life Insurance Co
    Huntersville, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-07
  • S66 Uniform Combined State Law Examination
    2025-11-07
Other Names
  • Zachary Taylor Brock
  • Zach Brock

View on SEC IAPD

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Other Offices

CORNERSTONE WEALTH · HUNTERSVILLE, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hunterville, NC
CORNERSTONE WEALTH · Huntersville, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC

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