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Joseph Robert Prokop

Edward Jones

Birmingham, AL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-01
AL RA APPROVED 2020-10-23
  • TX RA
    APPROVED
    Since 2022-06-01
  • AL RA
    APPROVED
    Since 2020-10-23

Branch Locations

2041 Old Montgomery Hwy, Birmingham, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Birmingham AL 09/2015 11/2017
Cetera Investment Services Llc St.CLoud MN 10/2015 11/2017
Cetera Investment Advisers Llc Hoover AL 10/2015 11/2017
Td Ameritrade, Inc Birmingham AL 11/2017 02/2020
Bbva Usa Birmingham AL 02/2020 10/2020
Bbva Securities Inc Birmingham AL 02/2020 10/2020
Bbva Wealth Solutions, Inc. Birmingham AL 02/2020 10/2020
Edward Jones St. Louis MO 10/2020 Present
  • 09/2015 → 11/2017
    Regions Bank
    Birmingham, AL
  • 10/2015 → 11/2017
    Cetera Investment Services Llc
    St.CLoud, MN
  • 10/2015 → 11/2017
    Cetera Investment Advisers Llc
    Hoover, AL
  • 11/2017 → 02/2020
    Td Ameritrade, Inc
    Birmingham, AL
  • 02/2020 → 10/2020
    Bbva Usa
    Birmingham, AL
  • 02/2020 → 10/2020
    Bbva Securities Inc
    Birmingham, AL
  • 02/2020 → 10/2020
    Bbva Wealth Solutions, Inc.
    Birmingham, AL
  • 10/2020 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
  • 2020-02-26 → 2020-10-23
    Pnc Managed Account Solutions, Inc.
    Birmingham, AL
  • 2017-12-01 → 2020-02-20
    Td Ameritrade, Inc.
    Birmingham, AL
    Birmingham, AL
    Omaha, NE
  • 2017-12-01 → 2020-02-20
    Td Ameritrade Investment Management, Llc
    Birmingham, AL
    Birmingham, AL
  • 2015-10-05 → 2017-10-30
    Cetera Investment Advisers Llc
    Birmingham, AL
    Birmingham, AL
  • 2014-06-19 → 2015-09-14
    Navy Federal Asset Management, Llc
    Pensacola, FL
    Vienna, VA
  • 2011-10-03 → 2013-06-10
    Edward Jones
    Maryland Heights, MO
    Maryland Heights, MO
    Navarre, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-01
  • S66 Uniform Combined State Law Examination
    2011-10-01
Designations
Other Names
  • Joe Prokop
  • Joseph Robert Prokop
  • Joseph Prokop

View on SEC IAPD

Other Firms

THRIVENT INVESTMENT MANAGEMENT INC.
PFS INVESTMENTS INC.
PMD ADVISORY
CETERA INVESTMENT ADVISERS LLC
NFSG CORPORATION
STATE FARM INVESTMENT MANAGEMENT CORP.
USA FINANCIAL SECURITIES LLC
PNC WEALTH MANAGEMENT LLC

Other Investors

THOMAS MICHAEL NOON
Susan Hunter Koski
Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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