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Katherine Eleanor Mooney

Edward Jones

St. Louis, MO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-09-20
  • MO RA
    APPROVED
    Since 2021-09-20

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 03/2011 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 09/2021
Edward Jones St. Louis MO 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-19
  • S66 Uniform Combined State Law Examination
    2012-10-19

View on SEC IAPD

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