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Ward Christopher Simmonds

Wells Fargo Clearing Services, LLC

Issaquah, WA

Seattle, WA

CRD 5960998

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-12-01
  • WA RA
    APPROVED
    Since 2025-12-01

Branch Locations

1190 Nw Gilman Blvd, Issaquah, WA 98027 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Ba Renton WA 02/2015 Present
Wells Fargo Advisors, Llc Kirkland WA 02/2015 11/2016
Wells Fargo Clearing Services, Llc Kent WA 11/2016 10/2021
Wells Fargo Clearing Services, Llc Renton WA 10/2022 Present
Other Businesses

DOORDASH; NOT INV RELATED; SAN FRANCISCO, CA; DASHER; 04/2025; 10 HOURS PER MONTH; 0 DURING TRADING; FOOD DELIVERY SERVICES COSTCO ; NOT INV RELATED;ISSAQUAH,WA; WAREHOUSE THAT SELLS BULK ITEMS; STOCKER; START DATE: 8/12/2026; 40 HRS PER MONTH; - HRS DURING TRADING; TARGET ; NOT INV RELATED;ISSAQUAH,WA; DEPARTMENT STORE ; FRONT OF STORE ATTENDANT; START DATE: 8/12/2026; 40 HRS PER MONTH; - HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-26
S63 Uniform Securities Agent State Law Examination 2011-10-15
  • S65 Uniform Investment Adviser Law Examination
    2025-11-26
  • S63 Uniform Securities Agent State Law Examination
    2011-10-15
Other Names
  • Ward Christopher Simmonds
  • Ward Christopher Simmonds
  • Ward Christopher Simmonds

View on SEC IAPD

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