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Gina Danelle Eanes

LPl Enterprise, LLC

Downers Grove, IL

Clayton, MO

CRD 5960723

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
MO RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14
  • MO RA
    APPROVED
    Since 2024-11-14

Branch Locations

1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States

Clayton, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gbe Insurance &Amp; Financial Downers Grove IL 07/2012 04/2017
Frederick Bales Risk Services Llc Naperville IL 01/2015 04/2017
Principal Life Insurance Company Naperville IL 04/2017 02/2021
Principal Securities Inc Naperville IL 04/2017 02/2021
Pruco Securities, Llc Clayton MO 02/2021 11/2024
The Prudential Insurance Company Of America Clayton MO 02/2021 Present
Lpl Enterprise, Llc Downers Grove IL 11/2024 Present
  • 07/2012 → 04/2017
    Gbe Insurance &Amp; Financial
    Downers Grove, IL
  • 01/2015 → 04/2017
    Frederick Bales Risk Services Llc
    Naperville, IL
  • 04/2017 → 02/2021
    Principal Life Insurance Company
    Naperville, IL
  • 04/2017 → 02/2021
    Naperville, IL
  • 02/2021 → 11/2024
    Clayton, MO
  • 02/2021 → Present
    The Prudential Insurance Company Of America
    Clayton, MO
  • 11/2024 → Present
    Downers Grove, IL
Previous Registrations
Other Businesses

1. 11/14/2024 - :20 Second Timeout Foundation - Non-Profit Board Member - Chicago, IL - NOT INV REL - Start Date 01/16/2016 - 1hr/mth 2. 11/14/2024 - Center of Creative Arts - Non-Profit Board Member - Saint Louis, MO - NOT INV REL - Start Date 09/27/2023 - 1hr/mth 3. 11/14/2024 - Central View Townhome Condominium Association - Non-Profit Board Member - Saint Louis, MO - NOT INV REL - Start Date 09/18/2024 - 1hr/mth 4. 11/14/2024 - Capaha Partners, LLC - Business Entity For Tax/Investment Purposes Only - Saint Louis, MO - NOT INV REL - Start Date 10/28/2010 - 10hrs/mth 5. 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 6) 12/30/2024- Prudential Life Insurance of America, Crump and Ash Brokerage- Non-Variable Insurance/Insurance Agency- Selling propriety and non-propriety term and fixed life insurance. - inv. related- at Downers Grove, IL- start date 12/18/2024- 2hrs/mnth-2hrs during trading 7) 01/29/2025- Inner-City Underwriting Agency- Property and Casualty- Specialty consultant underwriting surety bonds and providing technical assistance to contractors. - inv. related- at St. Louis, MO- start date 01/09/2025- 120hrs/mnth-60hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-03
S63 Uniform Securities Agent State Law Examination 2011-08-23
  • S65 Uniform Investment Adviser Law Examination
    2020-09-03
  • S63 Uniform Securities Agent State Law Examination
    2011-08-23
Other Names
  • Gina Danelle Banks
  • Gina Banks Eanes

View on SEC IAPD

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