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Leslie Karen Chatty

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-10-04
TX RA APPROVED 2016-10-04
  • PA RA
    APPROVED
    Since 2016-10-04
  • TX RA
    APPROVED
    Since 2016-10-04

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 02/2012 Present
Vanguard Marketing Corporation Malvern PA 02/2012 Present
Vanguard Advisers, Inc Malvern PA 10/2016 Present
  • 02/2012 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 02/2012 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 10/2016 → Present
    Malvern, PA
Previous Registrations
  • 2002-09-25 → 2012-01-25
    Waddell & Reed
    Charleroi, PA
    Langhorne, PA
Other Businesses

NAME OF BUSINESS: Botanery Barn Distilling, LLC NON-INVESTMENT RELATED ADDRESS (City/State): Elverson, PA NATURE OF BUSINESS: Passive Investment POSITION: Investor START DATE (Month/Year): 01/2024 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Investor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-24
S63 Uniform Securities Agent State Law Examination 2000-07-06
  • S65 Uniform Investment Adviser Law Examination
    2002-09-24
  • S63 Uniform Securities Agent State Law Examination
    2000-07-06
Designations

View on SEC IAPD

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