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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-01 |
| IL | RA | APPROVED | 2018-09-28 |
Branch Locations
910 W. Lake St., Unit # 108, Roselle, IL 60172 • United States
Itasca, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kevin Moore | Elk Grove Village | IL | 11/2010 | 09/2018 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 09/2018 |
| Lpl Financial, Llc | Elk Grove Village | IL | 09/2018 | Present |
1. 9/28/2018 - PREMIER FINANCIAL NETWORK AND TAX ADVISORS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 7/2014 - 30 Hours Per Month. 2. 9/28/2018 - COMPUTER AND TECHNOLOGY - Not Investment Related - Home Based - BUSINESS OWNER - Started 11/18/2010 - 4 Hours Per Month - PROVIDE TECHNOLOGICAL SUPPORT AND INFORMATION PROCESSING IMPLEMENT INFORMATION SYSTEMS AND ADVISE ON OTHER TECHNOLOGY NEEDS. 3. 07/05/2022 - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 03/16/2020 - 0 hours per month/ during trading 4. 12/15/2022 - COMPUTER AND TECHNOLOGY, BUSINESS - Not Investment Related - At Reported Business Location(s) - Other - Business Owner - Owner - Start Date - 11/18/2010 - 2 Hours Per Month/2 Hours During Securities Trading 5. 05/25/2023 - Red Letter Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/17/2023 - 160 Hours Per Month/ During Securities Trading 6. 9/12/2023: At reported business location(s); Non-Variable Insurance; Inv. related; start date 11/10/2020; 4hrs/mo.; 4hrs during trading. 7. 05/28/2025 - Brass Tacks Financial - Inv. Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/27/2025 - 150 Hours Per Month/100 During Securities Trading 8. 08/11/2025 - Real Estate Rental - At Reported Business Location(s) - Inv rel - Start Date:08/06/2025 - 0 Hours Per Month/0 During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-17 |
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