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30700 Russell Ranch Road 214, Westlake Village, CA 91362 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-14 |
Branch Locations
5335 Merle Hay Road Ste 9, Johnston, IA 50131 • United States
30700 Russell Ranch Road 214, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Funds Distributor | Folsom | CA | 11/2015 | Present |
| Principal Global Investors | Des Moines | IA | 11/2015 | 02/2021 |
| Farmers Financial Securities | Johnston | IA | 02/2021 | Present |
| Farmers Insurance | Johnston | IA | 01/2021 | Present |
ACUTE CARE INC POSITION: Training NATURE: Rural ER staffing firm, works with physicians and hospitals. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2017 ADDRESS: Ankeny IA 50023, United States DESCRIPTION: work with acute care staff to learn systems and review problems. assist where i can. sometimes help with phone. ANKENY FIRST UNITED METHODIST CHURCH POSITION: Finance Committee NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: Ankeny IA 50023, United States DESCRIPTION: part of church finance committee to review budget, spending, new projects, checks and balances. vote to approve new spending for church and activities. not involved in managing church assets or investments. we can oversee them from an income or balance sheet. HMLJ HOLDINGS LLC POSITION: Partner NATURE: part owner of 1327 Sunset Drive LLC which owns a real estate property on 1327 sunset drive LLC, Norwalk IA 50211. Strip mall. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2022 ADDRESS: 5335 Merle Hay Road, ste 9, Johnston IA 50131, United States DESCRIPTION: keeping up to date with the property and what is happening. Nothing time consuming. There is a management company and CFO who handles day to day duties. HMLJ HOLDINGS LLC POSITION: Partner NATURE: part owner of 1327 Sunset Drive LLC which owns a real estate property on 1327 sunset drive LLC, Norwalk IA 50211. Strip mall.Part owner of a warehouse in Iowa. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2022 ADDRESS: 5335 Merle Hay Road, ste 9, Johnston IA 50131, United States DESCRIPTION: keeping up to date with the property and what is happening. Nothing time consuming. There is a management company and CFO who handles day to day duties. MATHEW AND HANNAH JOHNSON TRAILER RENTALS POSITION: Owner NATURE: Travel trailer/camper rental - we rent out our camper through outdoorsy to other people. we do this from April/May to October. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: Bondurant IA 50035, United States DESCRIPTION: rent out camperclean camperdrop off and pick up camperprovide camping utensils FARMERS INSURANCE POSITION: Owner NATURE: Insurance, supplemental insurance, health insurance, long term care, heart, accident, cancer, accident, home, auto, commercial business, employee benefits, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/01/2021 ADDRESS: 5335 Merle Hay Road, ste 9, Johnston IA 50131, United States DESCRIPTION: Licensed insurance agent appointed with various insurance carriers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-09 |
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