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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-08-29 |
| CO | RA | APPROVED | 2020-01-20 |
| KY | RA | APPROVED | 2014-06-25 |
| OH | RA | APPROVED | 2014-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Cincinnati | OH | 07/2011 | Present |
| Park Avenue Securities Llc | Cincinnati | OH | 02/2012 | Present |
1. Insurance products other than Guardian LIFE, LTC, DI, FIXED ANNUITIES Start: 03/26/2015 Address:532 Metcalfe Dr Edgewood, KY 41017 4 Bus Hrs per month Investment related >10% annual compensation 2. Prospecting Business owners for LS Benefits Meeting potential clients and introducing them to LS Benefits for planning Start: 10/01/2017 Address: 8051 Washington Village Drive Suite 120; Centerville, OH 45458 10 bus hrs per month Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-05 |
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