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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-01-08
MI RA APPROVED 2025-09-05
  • VA RA
    APPROVED
    Since 2026-01-08
  • MI RA
    APPROVED
    Since 2025-09-05

Branch Locations

Brighton, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc South Lyon MI 08/2011 09/2025
Jr Income Tax Services, Llc South Lyon MI 01/2010 Present
Avantax Advisory Services South Lyon MI 10/2012 09/2025
Ohio National Insurance Company Montgomery OH 04/2015 Present
Avantax Insurance Agency, Llc South Lyon OH 08/2011 09/2025
Jr Financial Services, Llc South Lyon MI 01/2010 Present
Cetera Wealth Services, Llc Brighton MI 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/2011 → 09/2025
    Avantax Investment Services, Inc
    South Lyon, MI
  • 01/2010 → Present
    Jr Income Tax Services, Llc
    South Lyon, MI
  • 10/2012 → 09/2025
    Avantax Advisory Services
    South Lyon, MI
  • 04/2015 → Present
    Ohio National Insurance Company
    Montgomery, OH
  • 08/2011 → 09/2025
    Avantax Insurance Agency, Llc
    South Lyon, OH
  • 01/2010 → Present
    Jr Financial Services, Llc
    South Lyon, MI
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Brighton, MI
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-10-30 → 2025-09-05
    Avantax Advisory Services
    South Lyon, MI
    Brighton, MI
Other Businesses

1) JR FINANCIAL SERVICES, LLC POSITION: Owner/Sole Proprietor NATURE: Accounting Services/Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2010 ADDRESS: 9636 Dornoch Trail, Brighton MI 48114, United States DESCRIPTION: Run business 2)INVEST WITH A PLAN POSITION: Advisor NATURE: Marketing name for the lead advisor in our firm. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 2439 North Rockingham St, Arlington VA 22207, United States DESCRIPTION: Help clients with financial services. 3)The Riley Katheryn Foundation; President; Board Position/Officer; NIR; 0; 03/12/2015; PO Box 538 South Lyon MI 48178; I help run the organization.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-18
S63 Uniform Securities Agent State Law Examination 2011-09-30
  • S65 Uniform Investment Adviser Law Examination
    2012-10-18
  • S63 Uniform Securities Agent State Law Examination
    2011-09-30
Other Names
  • John R Rohrhoff

View on SEC IAPD

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