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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-07
GA RA APPROVED 2011-10-03
  • TX RA
    APPROVED_RES
    Since 2017-11-07
  • GA RA
    APPROVED
    Since 2011-10-03

Branch Locations

6001 River Rd Ste 220, Columbus, GA 31904 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Columbus GA 07/2011 11/2016
Wells Fargo Clearing Services, Llc Columbus GA 11/2016 Present
Other Businesses

D & S COASTAL PROPERTIES LLC, INV RELATED, MACON, GA, 100% OWNERSHIP, START: 5/2007, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.| WRIGHT BUILDING COMPANY LLC; INV. RELATED; COLUMBUS, GA; COMPANY DISSOLVED; 5% OWNERSHIP; START DATE 5/26/1980; 0 HRS PER MONTH.| WELLINGTON POINTE HOMEOWNERS ASSOCIATION; NOT INV. RELATED; MIDLAND, GA; BOARD MEMBER; HOA; START DATE 1/2018; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS.| EXECUTOR FOR MOTHER'S ESTATE; INV. RELATED; MIDLAND, GA; START DATE 2/2020; 10 HRS PER MONTH; 0 HRS DURING TRADING.| ADMINISTARTOR FOR BROTHER'S ESTATE; INV. RELATED; COLUMBUS, GA; START DATE 1/8/2021; 1 HR PER MONTH; 0 HRS DURING TRADING.| SMITHWICK VENTURES LLC; NOT INV. RELATED; COLUMBUS, GA; 50% OWNERSHIP; AIRPLANE; START DATE 9/25/2024; 2 HRS PER MONTH; 0 HRS DURING TRADING.| PROPERTY MATES, LLC; INV RELATED; COLUMBUS, GA; 50% OWNERSHIP; START DATE 06/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-29
  • S66 Uniform Combined State Law Examination
    2011-09-29

View on SEC IAPD

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