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James Matthew Conole

Root Financial Partners

Austin, TX

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Current Employers
Root Financial Partners

801 Barton Springs Rd, Austin, TX 78704 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-23
TX RA APPROVED_RES 2018-05-22
  • CA RA
    APPROVED
    Since 2025-10-23
  • TX RA
    APPROVED_RES
    Since 2018-05-22

Branch Locations

801 Barton Springs Rd, Austin, TX 78704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seaside Wealth Management Carlsbad CA 05/2012 08/2017
Purshe Kaplan Sterling Investments Albany NY 04/2016 08/2017
Root Financial Partners Cardiff CA 10/2017 Present
  • 05/2012 → 08/2017
    Seaside Wealth Management
    Carlsbad, CA
  • 04/2016 → 08/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2017 → Present
    Root Financial Partners
    Cardiff, CA
Previous Registrations
  • 2015-09-11 → 2017-08-02
    Seaside Wealth Management, Inc.
    Carlsbad, CA
  • 2013-10-21 → 2016-04-06
    First Allied Advisory Services, Inc.
    San Diego, CA
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-28
  • S66 Uniform Combined State Law Examination
    2013-08-28
Designations
Other Names
  • James Conole

View on SEC IAPD

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DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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