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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2020-10-16
TX RA APPROVED 2020-10-16
  • OK RA
    APPROVED
    Since 2020-10-16
  • TX RA
    APPROVED
    Since 2020-10-16

Branch Locations

581 Merchant Dr, Norman, OK 73069-6575 • United States

Norman, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Norman OK 05/2016 06/2017
Pruco Securities, Llc Norman OK 05/2016 06/2017
Massmutual Life Insurance Company Oklahoma City OK 05/2017 10/2020
Mml Investors Services Oklahoma City OK 06/2017 10/2020
Ameriprise Financial Services Inc Norman OK 10/2020 10/2020
Ameriprise Financial Services, Llc Norman OK 03/2020 03/2020
Ameriprise Financial Services, Llc. Norman OK 10/2020 Present
  • 05/2016 → 06/2017
    The Prudential Insurance Company Of America
    Norman, OK
  • 05/2016 → 06/2017
    Norman, OK
  • 05/2017 → 10/2020
    Massmutual Life Insurance Company
    Oklahoma City, OK
  • 06/2017 → 10/2020
    Mml Investors Services
    Oklahoma City, OK
  • 10/2020 → 10/2020
    Ameriprise Financial Services Inc
    Norman, OK
  • 03/2020 → 03/2020
    Norman, OK
  • 10/2020 → Present
    Norman, OK
Previous Registrations
Other Businesses

Independent Insurance Brokering; MassMutual; 02/01/2021; Fixed Annuity. Outside Employment; MEW Practice Management, LLC; Associate Financial Advisor - Meet clients for service, advice, asset management. Assist Lead Advisor in client meetings.; ; 581 Merchant Dr, , Norman, OK, 73069; Investment-Related; 10/16/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-09
  • S66 Uniform Combined State Law Examination
    2011-09-09
Other Names
  • Omar M Rosales

View on SEC IAPD

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