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Hugo Gandarilla

Empower Advisory Group, LLC

Greenwood Village, CO

Commerce City, CO

CRD 5957998

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-10-15
  • CO RA
    APPROVED
    Since 2019-10-15

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Commerce City, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Retirement Plan Services Llc Englewood CO 07/2011 Present
J.P. Morgan Institutional Investments Inc. Englewood CO 07/2011 Present
Gwfs Equities, Inc. Greenwood Village CO 09/2014 Present
  • 07/2011 → Present
    J.P. Morgan Retirement Plan Services Llc
    Englewood, CO
  • 07/2011 → Present
    J.P. Morgan Institutional Investments Inc.
    Englewood, CO
  • 09/2014 → Present
    Gwfs Equities, Inc.
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-09
S63 Uniform Securities Agent State Law Examination 2011-08-08
  • S65 Uniform Investment Adviser Law Examination
    2019-10-09
  • S63 Uniform Securities Agent State Law Examination
    2011-08-08

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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