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8500 Ne Sam Ray Rd, Kansas City, MO 64156 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-12-16 |
| KS | RA | APPROVED | 2018-09-27 |
| MO | RA | APPROVED | 2018-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Reseach, Inc. | Fairfield | IA | 08/2011 | 04/2018 |
| Lawing Financial, Inc. | Overland Park | KS | 08/2011 | 10/2017 |
| Aps Insurance, Llc (D/B/A "Upgrade Your Annuity") | Kansas City | MO | 04/2026 | Present |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 07/2017 | 10/2018 |
| Private Client Services | Louisville | KY | 04/2018 | 10/2018 |
| Aps Ventures, Llc (D/B/A "Tax Favored Retirement") | Kansas City | MO | 08/2018 | Present |
1) MANAGING MEMBER OF OPTIONS ALGOS, LLC, AN INVESTMENT RESEARCH BUSINESS LOCATED IN KANSAS CITY, MO. ACTIVITY BEGAN IN 2025 AND REPRESENTS LESS THAN 5 HOURS/MONTH, SOME OF WHICH DURING TRADING HOURS. 2) SOLE MANAGER/MEMBER OF WM WOLF, LLC, A REAL ESTATE BUSINESS LOCATED IN KANSAS CITY, MO. ACTIVITY BEGAN IN 2025 AND REPRESENTS LESS THAN 5 HOURS/MONTH GENERALLY OUTSIDE OF TRADING HOURS. 3) SOLE MANAGER/MEMBER OF TRYOUT TRACKER LLC, A NON-INVESTMENT RELATED YOUTH SPORTS SEARCH APP LOCATED IN KANSAS CITY, MO. ACTIVITY BEGAN IN 2026 AND REPRESENTS LESS THAN 5 HOURS/MONTH GENERALLY OUTSIDE OF TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-02 |
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