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Zuo Jia Black

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY

Melville, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2016-07-14
CT RA APPROVED 2015-03-11
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2016-07-14
  • CT RA
    APPROVED
    Since 2015-03-11

Branch Locations

805 Northern Blvd, Great Neck, NY 11021 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flushing NY 01/2015 Present
Bank Of America, N.A. Flushing NY 01/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-10
S63 Uniform Securities Agent State Law Examination 2011-08-22
  • S65 Uniform Investment Adviser Law Examination
    2015-03-10
  • S63 Uniform Securities Agent State Law Examination
    2011-08-22
Other Names
  • Jia Zuo

View on SEC IAPD

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STONE HILL FIDUCIARY MANAGEMENT, LLC · GREAT NECK, NY
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HALO INVESTMENT SERVICES, LLC · MANHASSET, NY
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