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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-05 |
| IL | RA | APPROVED | 2025-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amerprise Financial Services, Inc. | Rosemont | IL | 05/2012 | 11/2016 |
| Invesco | Downers Grove | IL | 11/2016 | 05/2019 |
| Patrick Capital Markets, Llc | Saint Louis | MO | 10/2019 | 03/2020 |
| Unemployed | Chicago | IL | 05/2019 | 10/2019 |
| Dws Distributors, Inc. | Chicago | IL | 03/2020 | 10/2021 |
| Triton Pacific Securities, Llc | Dana Point | CA | 10/2021 | 07/2022 |
| Carter Funds | Tampa | FL | 08/2022 | 04/2024 |
| Skyway Capital Markets Llc | Tampa | FL | 08/2022 | 04/2024 |
| Cobalt Capital Inc | Lake Mary | FL | 08/2022 | 04/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 07/2025 | Present |
| Unemployed | Tampa | FL | 04/2024 | 07/2025 |
| Bank Of America, N.A. | Northbrook | IL | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-24 |
| S66 | Uniform Combined State Law Examination | 2012-06-07 |
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