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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-05
IL RA APPROVED 2025-08-04
  • TX RA
    APPROVED
    Since 2025-08-05
  • IL RA
    APPROVED
    Since 2025-08-04

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amerprise Financial Services, Inc. Rosemont IL 05/2012 11/2016
Invesco Downers Grove IL 11/2016 05/2019
Patrick Capital Markets, Llc Saint Louis MO 10/2019 03/2020
Unemployed Chicago IL 05/2019 10/2019
Dws Distributors, Inc. Chicago IL 03/2020 10/2021
Triton Pacific Securities, Llc Dana Point CA 10/2021 07/2022
Carter Funds Tampa FL 08/2022 04/2024
Skyway Capital Markets Llc Tampa FL 08/2022 04/2024
Cobalt Capital Inc Lake Mary FL 08/2022 04/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 07/2025 Present
Unemployed Tampa FL 04/2024 07/2025
Bank Of America, N.A. Northbrook IL 08/2025 Present
  • 05/2012 → 11/2016
    Amerprise Financial Services, Inc.
    Rosemont, IL
  • 11/2016 → 05/2019
    Invesco
    Downers Grove, IL
  • 10/2019 → 03/2020
    Patrick Capital Markets, Llc
    Saint Louis, MO
  • 05/2019 → 10/2019
    Unemployed
    Chicago, IL
  • 03/2020 → 10/2021
    Dws Distributors, Inc.
    Chicago, IL
  • 10/2021 → 07/2022
    Triton Pacific Securities, Llc
    Dana Point, CA
  • 08/2022 → 04/2024
    Carter Funds
    Tampa, FL
  • 08/2022 → 04/2024
    Skyway Capital Markets Llc
    Tampa, FL
  • 08/2022 → 04/2024
    Cobalt Capital Inc
    Lake Mary, FL
  • 07/2025 → Present
    Northbrook, IL
  • 04/2024 → 07/2025
    Unemployed
    Tampa, FL
  • 08/2025 → Present
    Bank Of America, N.A.
    Northbrook, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-24
S66 Uniform Combined State Law Examination 2012-06-07
  • S65 Uniform Investment Adviser Law Examination
    2025-05-24
  • S66 Uniform Combined State Law Examination
    2012-06-07
Other Names
  • Blake Levit
  • Blake A Levit

View on SEC IAPD

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