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200 West 6Th Street Suite 1920, Austin, TX 78701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-03-07 |
Branch Locations
200 West 6Th Street Suite 1920, Austin, TX 78701 • United States
800 Gessner Road Suite 750, Houston, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oxbow Advisors, Llc | Austin | TX | 01/2012 | Present |
Cornerstone Merger and Acquisitions Advisors, non-investment related; Corpus Christi, TX; assist private business owners work through the process of selling their company; part owner and founder; February 2019; 20 hours a month not during securities trading hours. Southbound Capital, LLC, investment related; Corpus Christi, TX; assists the LLC group to find investment opportunities; part owner and member; November 2020; 4 hours a month not during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-14 |
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