Thomas Milton Crain

Employer firm

Oxbow Advisors, LLC CRD 156393

$2.46B regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Oxbow Advisors, Llc
  Austin, TX

Previous Registrations

• 2012-01-16 → 2015-04-23
  Herndon Plant Oakley, Ltd.
  Corpus Christi, TX

Other Businesses

Cornerstone Merger and Acquisitions Advisors, non-investment related; Corpus Christi, TX; assist private business owners work through the process of selling their company; part owner and founder; February 2019; 20 hours a month not during securities trading hours. Southbound Capital, LLC, investment related; Corpus Christi, TX; assists the LLC group to find investment opportunities; part owner and member; November 2020; 4 hours a month not during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-01-14

Other Names

• Trey M Crain