Inactive

Adam Todd Goldberg

Sax Wealth Advisors, LLC

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Current Employers

Sax Wealth Advisors, Llc

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-12-11
NJ	RA	APPROVED	2023-09-13

NY RA
APPROVED

Since 2024-12-11
NJ RA
APPROVED

Since 2023-09-13

Branch Locations

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2015	09/2019
Beacon Trust	Morristown	NJ	09/2019	08/2023
Sax Wealth Advisors, Llc	Parsippany	NJ	08/2023	Present

07/2015 → 09/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
09/2019 → 08/2023

Beacon Trust

Morristown, NJ
08/2023 → Present

Sax Wealth Advisors, Llc

Parsippany, NJ

Previous Registrations

2021-03-04 → 2023-09-13

Beacon Trust

New York, NY
2015-08-13 → 2019-09-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
2012-04-27 → 2015-07-07

Park Avenue Securities Llc

Woodbury, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-04-13

S66 Uniform Combined State Law Examination

2012-04-13

Designations

View on SEC IAPD

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