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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-24 |
| AZ | RA | APPROVED | 2015-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Chandler | AZ | 07/2009 | Present |
| J.P. Morgan Securities Llc | Chandler | AZ | 10/2012 | Present |
| White Mountain Country Club | Pinetop | AZ | 11/2024 | Present |
Entity Name: White Mountain Country Club Investment related: No "Address: 3644 Country Club Circle Pinetop, Arizona 85935" Nature of the other business: Country Club Position/Title/Relationship: Advisor/Officer Start Date: 11/04/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Private Member-Only Country Club. Position would be as a sitting member of the Finance Committee. Role - 1 of 6 committee members that discuss and evaluate existing expenses of the country club, including projects, plans current and upcoming in a round-table setting. No compensation as this is a volunteer position. No investment or financial advice to be provided. I will not be handling any bank deposits, check books, funds or anything related on their behalf whatsoever. " ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: SPIRIT MOUNTAIN INSURANCE COMPANY RRG INC. POSITION: DIRECTOR / SECRETARY START DATE: 6/1/2018 ADDRESS: 2233 Washington, DC DETAILS: LIABILITY INSURANCE FOR SMALL NON-PROFITS. RECORDING OF MINUTES, SETTING UP MEETINGS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-21 |
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