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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-17 |
Branch Locations
201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States
201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
Southlake, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Dallas | TX | 09/2013 | 05/2018 |
| Jp Morgan Chase Bank, N.A. | Dallas | TX | 09/2013 | 05/2018 |
| Wells Fargo Clearing Services | Dallas | TX | 05/2018 | Present |
| Wells Fargo Bank | Dallas | TX | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-22 |
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