Daniel Schwartz

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 03/2012 → 08/2021
  Bank Of America, N.A.
  Dallas, TX
• 09/2021 → Present
  Hightower
  Chicago, IL

Previous Registrations

• 2011-09-26 → 2021-08-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
  Austin, TX
  Jacksonville, FL
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Richardson, TX
  Mesa, AZ
  Richardson, TX
  Dallas, TX
  Richardson, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Frisco, TX
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2011-09-23

Designations

• Certified Financial Planner

Other Names

• Dan Schwartz
• Dan Schwartz