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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-11-24 |
Branch Locations
8975 Lakota Drive West, West Chester, OH 45069 • United States
8584 Princeton-Glendale Rd., West Chester, OH 45069 • United States
9477 Kenwood Rd. Suite 210, Cincinnati, OH 45242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Lebanon | OH | 01/2009 | Present |
| Fifth Third Securities | Lebanon | OH | 07/2011 | Present |
User Interviews - 25 First St. #303, Cambridge, MA 02141 - consumer research - product reviewer - 4 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm --------------------------------------------------------------------------------- ELC Consulting - Lebanon, OH 45036 - construction consulting - signor - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-14 |
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