Best Investors Account Sign in
Inactive

Charles John Nesmith

Tobias Financial Advisors

Plantation, FL

Claim This Profile
Current Employers
Tobias Financial Advisors

1000 S. Pine Island Road Suite 450, Plantation, FL 33324 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-17
FL RA APPROVED 2021-04-07
  • TX RA
    APPROVED
    Since 2021-05-17
  • FL RA
    APPROVED
    Since 2021-04-07

Branch Locations

1000 S. Pine Island Road Suite 450, Plantation, FL 33324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc Atlanta GA 07/2016 11/2018
Wealth Partners, Llc/Yovar Wealth Partners Atlanta GA 07/2016 11/2018
Berman Capital Advisors, Llc Atlanta GA 11/2018 01/2021
Tobias Financial Advisors, Inc. Plantation FL 02/2021 Present
  • 07/2016 → 11/2018
    Axa Advisors Llc
    Atlanta, GA
  • 07/2016 → 11/2018
    Wealth Partners, Llc/Yovar Wealth Partners
    Atlanta, GA
  • 11/2018 → 01/2021
    Berman Capital Advisors, Llc
    Atlanta, GA
  • 02/2021 → Present
    Tobias Financial Advisors, Inc.
    Plantation, FL
Previous Registrations
  • 2020-01-07 → 2021-01-29
    Berman Capital Advisors, Llc
    Atlanta, GA
  • 2011-07-13 → 2016-07-15
    Integer Wealth Advisors Group, Llc
    Cartersville, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-01-05
S65 Uniform Investment Adviser Law Examination 2011-07-01
  • S63 Uniform Securities Agent State Law Examination
    2017-01-05
  • S65 Uniform Investment Adviser Law Examination
    2011-07-01
Designations
Other Names
  • Chad John Nesmith

View on SEC IAPD

Other Firms

MORGAN STANLEY
EDELMAN FINANCIAL ENGINES
KINGSVIEW WEALTH MANAGEMENT, LLC
MML INVESTORS SERVICES, LLC
OSAIC ADVISORY SERVICES, LLC
STERLING WEALTH ADVISORS, INC.
FARTHER
MG&A WEALTH

Other Investors

Carmen A Vasquez
RICARDO M KENT
CHRISTOPHER UPTON
GLENN MICHAEL SABATH
CHRISTOPHER CARL RAILEY
JOSE DANIEL LARIN PARKER
Ethan Bashan
Raymond Alexander Jackson

Other Offices

MORGAN STANLEY · Plantation, FL
EDELMAN FINANCIAL ENGINES · PLANTATION, FL
KINGSVIEW WEALTH MANAGEMENT, LLC · PLANTATION, FL
MML INVESTORS SERVICES, LLC · PLANTATION, FL
OSAIC ADVISORY SERVICES, LLC · Plantation, FL
STERLING WEALTH ADVISORS, INC. · PLANTATION, FL
FARTHER · Plantation, FL
MG&A WEALTH · PLANTATION, FL

More in Plantation, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor