Robert Claude Norman

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2014-08-28

AL RA
APPROVED

Since 2014-08-28

Branch Locations

5825 Feldspar Way, Birmingham, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl	Birmingham	AL	08/2014	Present

08/2014 → Present

Lpl

Birmingham, AL

Previous Registrations

2012-08-21 → 2014-09-04

Truist Investment Services, Inc.

Atlanta, GA

Atlanta, GA

Other Businesses

1. 08/28/2014-FI-PLAN PARTNERS, LLC/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/BIRMINGHAM,AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-20

S66 Uniform Combined State Law Examination

2012-08-20

Designations

Other Names

Bobby Norman
Robert Norman

View on SEC IAPD

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