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Taylre Lynne Herman

Wells Fargo Clearing Services, LLC

Tyler, TX

CRD 5954343

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-08
  • TX RA
    APPROVED
    Since 2017-04-08

Branch Locations

6101 S Broadway Ave Ste 110, Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Tyler TX 02/2017 Present
Randstad Atlanta GA 06/2016 02/2017
Other Businesses

POWER OF ATTORNEY FOR MOTHER, INV RELATED, BULLARD, TX, START: 1/22/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-08
  • S66 Uniform Combined State Law Examination
    2017-04-08

View on SEC IAPD

Nearby Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
EAGLE STRATEGIES LLC
LEGACY GROUP

Nearby Investors

JOHN MARK ROGERS
ZACHARY ROSS SABOTA
ELIZABETH CLARK LYNN

Nearby Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TYLER, TX
EAGLE STRATEGIES LLC · TYLER, TX
LEGACY GROUP · TYLER, TX

More in Tyler, TX

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