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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-11-24 |
| NE | RA | APPROVED | 2025-07-14 |
| MA | RA | APPROVED | 2025-03-25 |
| HI | RA | APPROVED | 2025-03-13 |
| NY | RA | APPROVED | 2025-01-30 |
| CA | RA | APPROVED | 2025-01-13 |
| SC | RA | APPROVED | 2024-03-19 |
| LA | RA | APPROVED | 2024-03-14 |
| KY | RA | APPROVED | 2024-02-27 |
| WI | RA | APPROVED | 2024-02-16 |
| WA | RA | APPROVED | 2023-11-15 |
| OK | RA | APPROVED | 2023-01-25 |
| IN | RA | APPROVED | 2022-01-28 |
| VA | RA | APPROVED | 2022-01-27 |
| NJ | RA | APPROVED | 2021-02-12 |
| UT | RA | APPROVED | 2020-10-15 |
| AZ | RA | APPROVED | 2018-09-13 |
| FL | RA | APPROVED | 2018-08-03 |
| KS | RA | APPROVED | 2018-07-13 |
| MN | RA | APPROVED | 2018-03-20 |
| IA | RA | APPROVED | 2017-10-03 |
| MI | RA | APPROVED | 2017-08-03 |
| OH | RA | APPROVED | 2016-11-03 |
| CO | RA | APPROVED | 2016-07-02 |
| TX | RA | APPROVED_RES | 2016-05-25 |
| NC | RA | APPROVED | 2015-04-29 |
| IL | RA | APPROVED | 2011-10-27 |
| MO | RA | APPROVED | 2011-10-27 |
Branch Locations
625 Maryville Centre Drive Suite 100, Saint Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | St Louis | MO | 07/2011 | Present |
| Park Avenue Securities | St Louis | MO | 08/2011 | Present |
1. TRIAD Wealth - DBA- Vice President on the Missouri state business registration, Start: 11/01/2011, Address: 625 Maryville Centre Drive Suite 100 Saint Louis, MO 63141, Hrs per month - tot/bus: 170/160, Investment related, 2) The McMillan Revocable Living Trust- trustee, Start: 04/27/2016, Address: n/a, 0 total hours per month, Investment related, No annual compensation, 3.) STL 2 Rogers LLC- real estate investment LLC. , Start: 07/27/2022, Address: N/A, 0 total hours per month 0 during securities trading hours, Investment related, More than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-19 |
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