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Robert W. Baird & Co. Incorporated CRD 8158
$394B regulatory AUM 19,985 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-25 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Llc | Lexington | KY | 06/2011 | Present |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 10/2019 | Present |
1)SANGER FARMS, NON-INVEST RELATED, 647 RAINTREE RD, LEXINGTON KY 40502, FAMILY FARM, SHAREHOLDER, 1/2014, 0 HRS/MONTH, NO DUTIES. 2)SANGER FARMS, NON-INVEST RELATED P.O. BOX 266, HICKMAN KY 42050, MY MOTHER'S FAMILY OWNED AGRICULTURAL FARM, BOARD MEMBER, 3/2015, 2 HRS/MONTH TOTAL WITH 0.5 HRS/MONTH DURING TRADING HRS, DUTIES INCLUDE VOTE ON DECISIONS FOR RUNNING THE FARM. Name and Address: Peoples Exchange Bank 101 North Main Street Winchester KY 40391 Start Date: 9/15/21 Hours Spent: 0-3 hours/month Hours Spent during trading hours: 0-3 hours/month Role/Responsibility: Advisory Board Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-09 |
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