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Judith Alejandra Cantua Phillips

LPl Financial LLC

Tyler, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-08-30
  • TX RA
    APPROVED
    Since 2012-08-30

Branch Locations

3200 Troup Hwy Ste 150, Tyler, TX 75701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tyler TX 08/2012 Present
Previous Registrations
  • 2011-10-13 → 2012-08-31
    Morgan Keegan & Company, Llc
    Tyler, TX
Other Businesses

1. 08/30/2012 - INCOME SOLUTIONS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Time Spent 100%. 2. 6/14/2017 - Texas Grain Leather - Not Investment Related - At Reported Business Location(s) - Other-Business Owner - Co-Owner - Started 06/12/17 - 20 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-12
  • S66 Uniform Combined State Law Examination
    2011-10-12
Other Names
  • Ali Barrios Cantua
  • Alejandra Barrios Cantua
  • Alejandra Barrios Cantua
  • Judith Alejandra Cantua
  • Judith Alejandra Barrios Cantua
  • Judith Alejandra Cantua

View on SEC IAPD

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