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David Griffith Degoler

Ubs Financial Services Inc.

Kansas City, MO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-01-04
TX RA APPROVED 2020-10-19
MO RA APPROVED 2020-06-10
  • KS RA
    APPROVED
    Since 2024-01-04
  • TX RA
    APPROVED
    Since 2020-10-19
  • MO RA
    APPROVED
    Since 2020-06-10

Branch Locations

4622 Pennsylvania Avenue 8Th Floor, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Motorola Solutions Chicago IL 05/2017 09/2019
Northern Trust Chicago IL 06/2016 05/2017
Ubs Financial Services Inc.( Kansas MO 09/2019 Present
  • 05/2017 → 09/2019
    Motorola Solutions
    Chicago, IL
  • 06/2016 → 05/2017
    Northern Trust
    Chicago, IL
  • 09/2019 → Present
    Ubs Financial Services Inc.(
    Kansas, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-10
  • S66 Uniform Combined State Law Examination
    2020-06-10

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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