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Judson William Ames

Dark Horse Wealth LLC

Cazenovia, NY

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Current Employers
Dark Horse Wealth Llc

51 Albany St 2Nd Fl, Cazenovia, NY 13035 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-02
NY RA APPROVED 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2024-01-02
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

51 Albany St 2Nd Fl, Cazenovia, NY 13035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dark Horse Wealth Llc Cazenovia NY 11/2011 Present
Previous Registrations
Other Businesses

1) REFEREE - 8/2013 TO PRESENT. NOT INVESTMENT RELATED. SPEND 6 HRS/WEEK ON THIS ACTIVITY ONLY DURING THE MONTHS OF SEPTEMBER AND OCTOBER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-25
S66 Uniform Combined State Law Examination 2011-08-16
S63 Uniform Securities Agent State Law Examination 2007-05-21
  • S65 Uniform Investment Adviser Law Examination
    2021-10-25
  • S66 Uniform Combined State Law Examination
    2011-08-16
  • S63 Uniform Securities Agent State Law Examination
    2007-05-21
Other Names
  • Judson Ames

View on SEC IAPD

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