Best Investors
Account
Sign in
Best Investors
Account
Sign in
Dark Horse Wealth LLC CRD 159999
$36.6M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
51 Albany St 2Nd Fl, Cazenovia, NY 13035 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-02 |
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dark Horse Wealth Llc | Cazenovia | NY | 11/2011 | Present |
1) REFEREE - 8/2013 TO PRESENT. NOT INVESTMENT RELATED. SPEND 6 HRS/WEEK ON THIS ACTIVITY ONLY DURING THE MONTHS OF SEPTEMBER AND OCTOBER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-25 |
| S66 | Uniform Combined State Law Examination | 2011-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-21 |
Reach out to this advisor