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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Williamsville | NY | 11/2016 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Williamsville | NY | 09/2022 | 03/2025 |
| Bank Of America N.A. | Williamsville | NY | 02/2024 | 03/2025 |
| Raymond James Financial Services, Inc. | Buffalo | NY | 04/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Buffalo | NY | 04/2025 | Present |
(1)Name of Business: Hendropolis LLC Address: 118 Lamarck Dr, Amherst, NY, 14226, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/03/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Hendropolis LLC Address: 118 Lamarck Dr, Buffalo, NY, 14226, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/03/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Plail Wealth Management Address: 434 Delaware Ave, Buffalo, NY, 14202-1534, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Employee of Plail Wealth Management. Role: Financial Advisor. I assist my team with client service needs (financial planning, admin).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-23 |
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