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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-01
  • NY RA
    APPROVED
    Since 2025-04-01

Branch Locations

434 Delaware Ave Suite 1, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Williamsville NY 11/2016 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsville NY 09/2022 03/2025
Bank Of America N.A. Williamsville NY 02/2024 03/2025
Raymond James Financial Services, Inc. Buffalo NY 04/2025 Present
Raymond James Financial Services Advisors, Inc. Buffalo NY 04/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Hendropolis LLC Address: 118 Lamarck Dr, Amherst, NY, 14226, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/03/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Hendropolis LLC Address: 118 Lamarck Dr, Buffalo, NY, 14226, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/03/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Plail Wealth Management Address: 434 Delaware Ave, Buffalo, NY, 14202-1534, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Employee of Plail Wealth Management. Role: Financial Advisor. I assist my team with client service needs (financial planning, admin).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-23
  • S66 Uniform Combined State Law Examination
    2020-09-23
Other Names
  • Kristina Arkadievna Fekhtman
  • Kristina A Fekhtman

View on SEC IAPD

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