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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-10
ME RA APPROVED 2024-04-30
  • TX RA
    APPROVED
    Since 2026-04-10
  • ME RA
    APPROVED
    Since 2024-04-30

Branch Locations

95 Main St Suite 102, Auburn, ME 04210 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Good Neighbor Services, Llc Raymore MO 01/2015 11/2020
Foresters Financial Services Overland Park KS 04/2016 01/2018
Foresters Advisory Services Llc Overland Park KS 09/2017 01/2018
Equity Service, Inc. Montpelier VT 01/2018 04/2018
Financiallife Outfitters, Llc Overland Park KS 02/2018 07/2022
Triad Advisors Norcross GA 04/2018 08/2022
Advisory Alpha, Llc Holland MI 08/2022 03/2024
Gosline Retirement Planning Farmington ME 08/2022 03/2024
Foundations Investment Advisors, Llc Phoenix AZ 04/2024 Present
Northern Alliance Financial Auburn ME 04/2024 Present
  • 01/2015 → 11/2020
    Good Neighbor Services, Llc
    Raymore, MO
  • 04/2016 → 01/2018
    Foresters Financial Services
    Overland Park, KS
  • 09/2017 → 01/2018
    Foresters Advisory Services Llc
    Overland Park, KS
  • 01/2018 → 04/2018
    Equity Service, Inc.
    Montpelier, VT
  • 02/2018 → 07/2022
    Financiallife Outfitters, Llc
    Overland Park, KS
  • 04/2018 → 08/2022
    Triad Advisors
    Norcross, GA
  • 08/2022 → 03/2024
    Holland, MI
  • 08/2022 → 03/2024
    Gosline Retirement Planning
    Farmington, ME
  • 04/2024 → Present
    Phoenix, AZ
  • 04/2024 → Present
    Northern Alliance Financial
    Auburn, ME
Previous Registrations
Other Businesses

1) NORTHERN ALLIANCE FINANCIAL; 95 MAIN ST SUITE 101 AUBURN, ME 04210; INSURANCE PRODUCER; PROVIDING LIFE AND ANNUITY PRODUCTS TO CLIENTS TO HELP MEET THEIR RETIREMENT NEEDS; STARTED 04/2024; 80 HRS/MO; 0 HRS/MO DURING SECURITIES TRADING HOURS. 2) NORTHERN ALLIANCE FINANCIAL; INVESTMENT-RELATED: YES; 95 MAIN ST SUITE 101 AUBURN, ME 04210; FINANCIAL SERVICES; NON-LEGAL ESTATE PLANNING ADMINISTRATIVE SERVICES USING 3RD PARTY ENCORE ESTATE; DUTIES INCLUDE NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION, DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE. 8 HRS/MONTH SPENT ON ACTIVITY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-08
S63 Uniform Securities Agent State Law Examination 2011-10-27
  • S66 Uniform Combined State Law Examination
    2017-07-08
  • S63 Uniform Securities Agent State Law Examination
    2011-10-27
Designations
Other Names
  • Blake King

View on SEC IAPD

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