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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-09
  • CA RA
    APPROVED
    Since 2022-09-09

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Poway, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Clearing, Inc. Southlake TX 01/2013 01/2021
Td Ameritrade, Inc. San Diego CA 09/2000 12/2023
Charles Schwab & Co., Inc. Poway CA 09/2022 Present
  • 01/2013 → 01/2021
    Td Ameritrade Clearing, Inc.
    Southlake, TX
  • 09/2000 → 12/2023
    Td Ameritrade, Inc.
    San Diego, CA
  • 09/2022 → Present
    Poway, CA
Previous Registrations
  • 2009-08-21 → 2022-10-14
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-20
S63 Uniform Securities Agent State Law Examination 2000-07-21
  • S65 Uniform Investment Adviser Law Examination
    2009-08-20
  • S63 Uniform Securities Agent State Law Examination
    2000-07-21
Other Names
  • Matt Mcgruder

View on SEC IAPD

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