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Samuel Donald Aldrich

LPl Financial LLC

Seattle, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-25
WA RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2026-02-25
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

1530 Westlake Ave N Ste 700, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Seattle WA 07/2011 07/2021
Various Insurance Carriers For W&R Insurance Agencies Seattle WA 10/2011 07/2021
Communities In Schools Of Whatcom County Bellingham WA 03/2012 10/2020
Lpl Financial Llc Seattle WA 07/2021 Present
  • 07/2011 → 07/2021
    Waddell & Reed Inc
    Seattle, WA
  • 10/2011 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Seattle, WA
  • 03/2012 → 10/2020
    Communities In Schools Of Whatcom County
    Bellingham, WA
  • 07/2021 → Present
    Lpl Financial Llc
    Seattle, WA
Previous Registrations
  • 2011-10-03 → 2021-07-21
    Waddell & Reed
    Seattle, WA
    Lynnwood, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
    Seattle, WA
Other Businesses

10/2011-Present, Various Insurance Carriers for W & R Insurance Agencies, Seattle, WA, Investment related, Insurance Sales, Insurance Agent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-30
  • S66 Uniform Combined State Law Examination
    2011-09-30
Other Names
  • Sam D Aldrich
  • Samuel D Aldrich
  • Samuel Aldrich

View on SEC IAPD

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WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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