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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-27 |
| MO | RA | APPROVED | 2017-08-03 |
Branch Locations
17600 Chesterfield Airport Rd Ste B2, Chesterfield, MO 63005 • United States
16305 Swingley Ridge Rd Ste 465, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Saint Louis | MO | 06/2011 | 07/2017 |
| Oneamerica Securities | Saint Louis | MO | 07/2011 | 07/2017 |
| Principal Life Insurance Company | Chesterfield | MO | 07/2017 | Present |
| Principal Securities, Inc. | Chesterfield | MO | 07/2017 | Present |
Fixed insurance, Life, DI, LTC, Annuities, 8/16/17.***Fixed Insurance; Investment Related; St Louis, MO; Agent; Property and Casualty; Start Date: 11/20/2019; 7 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-29 |
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