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275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-04-21 |
Branch Locations
275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Krilogy Financial | St. Louis | MO | 04/2016 | Present |
| Saxony Securities | St. Louis | MO | 04/2016 | Present |
1) Saxony Securities, Inc.; investment related; April 2016; 5-10 hours; 5-10 hours; independent contractor providing brokerage and supervision service. 2) Krilogy Financial, LLC. DBA for investment related activity. 3) KEP Law, LLC., non-investment related, 275 N. Lindbergh, St. Louis, MO 63141, Estate Planning, Owner, Started on March 12, 2021, 15-20 hrs per month during trading hours, duties include providing estate planning to customers. 4) Krilogy Law, DBA for KEP Law, LLC. 5). TNL Holdings, 515 South Clay Ave, Kirkwood, MO 63122 not investment-related, Owner, Start date 5/3/2021, holding company for Krilogy Ownership Units, 1 hour per month during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-20 |
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