Thomas Joseph Lewis

Employer firm

Krilogy CRD 149046

$5.20B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Krilogy Financial
  St. Louis, MO
• 04/2016 → Present
  Saxony Securities
  St. Louis, MO

Previous Registrations

• 2015-08-12 → 2016-04-19
  Saxony Capital Management, Llc
  Saint Louis, MO
• 2012-04-23 → 2015-08-10
  Edward Jones
  St Louis, MO

Other Businesses

1) Saxony Securities, Inc.; investment related; April 2016; 5-10 hours; 5-10 hours; independent contractor providing brokerage and supervision service. 2) Krilogy Financial, LLC. DBA for investment related activity. 3) KEP Law, LLC., non-investment related, 275 N. Lindbergh, St. Louis, MO 63141, Estate Planning, Owner, Started on March 12, 2021, 15-20 hrs per month during trading hours, duties include providing estate planning to customers. 4) Krilogy Law, DBA for KEP Law, LLC. 5). TNL Holdings, 515 South Clay Ave, Kirkwood, MO 63122 not investment-related, Owner, Start date 5/3/2021, holding company for Krilogy Ownership Units, 1 hour per month during trading hours

Exams

• S66 Uniform Combined State Law Examination
  2012-04-20

Other Names

• Tom Joseph Lewis