Alexander Cochran

Current Employers

Employment History

• 06/2011 → 07/2019
  Triad Advisors, Inc.
  Norcross, GA
• 06/2013 → 07/2019
  Planning Solutions Group
  Fulton, MD
• 07/2019 → 09/2019
  Lpl Financial Llc
  Fulton, MD
• 07/2019 → 09/2019
  Wealth Enhancement Group
  Plymouth, MN
• 07/2019 → 09/2019
  Wealth Enhancement Advisory Services, Llc
  Fulton, MD
• 07/2019 → 09/2019
  Wealth Enhancement Brokerage Services
  Plymouth, MN
• 09/2019 → 04/2023
  Royal Alliance
  Tysons Corner, VA
• 06/2020 → 04/2023
  Seia Llc
  Tyson's Corner, VA
• 04/2023 → Present
  Kestra Investment Services, Llc
  Reston, VA
• 04/2023 → Present
  Kestra Advisory Services, Llc
  Reston, VA

Previous Registrations

• 2020-07-06 → 2023-06-16
  Seia
  Los Angeles, CA
  Tyson's Corner, VA
• 2019-07-23 → 2019-09-24
  Wealth Enhancement Advisory Services, Llc
  Fulton, MD
  Plymouth, MN
• 2014-09-20 → 2019-09-10
  Planning Solutions Group, Llc
  Fulton, MD

Other Businesses

Business Name: CURO PRIVATE WEALTH POSI: Planning & Investment Associate NOB: Insurance INV REL: Yes #OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 04/17/2023 ADDRESS: 11710 Plaza America Dr., Suite 2000, Reston VA 20190 DESC: Manage client needs regarding service, trading, problem resolution and processing issues. Manage inbound calls andemails generated by a book of clients and takes responsibility for proactive outreach to clients. Prepare reports andinformation for client meetings. Participate in client meetings with Lead Advisor and take extensive notes. Client casedesign and financial plan development. Analyzing asset allocation and generating rebalancing trades. Oversee clientservice operations team and serve as quality control point to ensure that all calls, paperwork, policy and procedures forcustomer requests have been adhered to in accordance with compliance requirements. Able to identify opportunities,issues and viable alternatives when traditional solutions do not apply. Ability to manage and prioritize multiple andcompeting priorities on a daily basis in pursuit of business objectives. Interfaces with the broker-dealer or custodian toopen new accounts, update account information. Business Name: REAL ESTATE RENTAL POSITION: n/a NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/31/2024 ADDRESS: 115 Timberbrook Ln, #203, Gaithersburg MD 20878 DESCRIPTION: My wife will be renting out her condo as a rental property. I am not a co-owner, however I will have a financial interest as income will be filed jointly.

Exams

• S66 Uniform Combined State Law Examination
  2014-09-20

Other Names

• Alexander Weston Cochran