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Current Employers
Per Stirling Capital Management, Llc

4800 Bee Caves Road, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-11-19
  • TX RA
    APPROVED
    Since 2009-11-19

Branch Locations

4800 Bee Caves Road, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Per Stirling Capital Management, Llc Austin TX 09/2009 Present
B.B. Graham & Co., Inc Austin TX 11/2011 Present
Previous Registrations
  • 2009-09-29 → 2010-12-31
    Choice Advisory Group, Inc.
    Austin, TX
  • 2007-03-28 → 2009-09-30
    Cach Capital Management, Llc
    Houston, TX
  • 2005-06-24 → 2007-03-28
    Choice Advisory Group, Inc.
    Austin, TX
    Austin, TX
  • 2005-06-20 → 2006-07-03
    Choice Investments, Inc.
    Austin, TX
    Austin, TX
    Austin, TX
Other Businesses

1) RJ BEE CAVES, LLC - NOT-INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE: COMMERCIAL REAL ESTATE; POSITION: MANAGING MEMBER; START DATE: 03/2013; NUMBER OF HOURS: 3 HOURS/MONTH DURING NON-TRADING HOURS. 2) SS OVERLOOK - NON-INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE; COMMERCIAL REAL ESTATE; POSITION: ORGANIZER AND MANAGER; START DATE: 11/2016; NUMBER OF HOURS: 3 HOURS/MONTH DURING NON-TRADING HOURS. 3) PER STIRLING GROUP, LLC - NON-INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746, NATURE: ENTITY USED FOR PAYING THE OPERATIONAL EXPENSES OF PER STIRLING CAPITAL MANAGEMENT, LLC; POSITION: MANAGING MEMBER; START DATE: 09/2011; NUMBER OF HOURS: 3 HOURS/MONTH DURING NON- TRADING HOURS. 4) PER STIRLING PRIVATE WEALTH - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE: DBA OF PER STIRLING CAPITAL MANAGEMENT, LLC; POSITION: MANAGING MEMBER AND OWNER; STATE DATE: 3/2023; NUMBER OF HOURS PER MONTH: 20 TOTAL WITH 15 DURING TRADING HOURS. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: 5) B .B. GRAHAM & COMPANY - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: BROKER-DEALER, POSITION: REGISTERED REPRESENTATIVE; START DATE: 11/2011. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO., Inc.: 6) PER STIRLING CAPITAL MANAGEMENT, LLC - INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN, TX, 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; POSITION: MANAGING MEMBER, OWNER, AND INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 9/28/2009; SPENDS APPROX. 90% OF TIME/MONTH DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-29
  • S66 Uniform Combined State Law Examination
    2002-07-29
Other Names
  • J.P. O'SUllivan
  • John Per O'SUllivan

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