Rory John O'SUllivan

Current Employers

Employment History

• 06/2014 → 09/2016
  Bmo Harris Financial Advisors
  Brookfield, WI
• 09/2016 → 05/2018
  Wells Fargo Funds Distributor, Llc
  Menomonee Falls, WI
• 09/2018 → Present
  Raymond James Financial Services, Inc.
  Seattle, WA
• 09/2018 → Present
  Raymond James Financial Services Advisors, Inc.
  Seattle, WA
• 05/2018 → 09/2018
  Unemployed
  Seattle, WA
• 09/2018 → Present
  Mainspring Wealth Advisors Llc
  Seattle, WA

Previous Registrations

• 2016-12-22 → 2018-05-15
  Allspring Funds Management, Llc
  Menomonee Falls, WI
• 2014-06-13 → 2016-09-19
  Bmo Harris Financial Advisors, Inc.
  Brookfield, WI

Other Businesses

(1)Name of Business: Magnolia Chamber of Commerce Address: 2801 34th Ave W, Seattle, WA, 98199, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist in making decisions for the Magnolia Chamber of Commerce. Help the Treasurer keep track of finances. I will have the ability to pay employees and contractors, pay taxes, report employment, and view tax forms. (2)Name of Business: Mainspring Wealth Advisors LLC Address: 2236 32nd Ave W Ste A, Seattle, WA, 98199, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/20/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor/DBA

Exams

• S66 Uniform Combined State Law Examination
  2013-06-29

Other Names

• Rory Osullivan
• Rory John Osullivan
• Rory O Sullivan
• Rory John O'SUllivan
• Rory O'SUllivan
• Rory John Osullivan
• Rory J Osullivan