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David L Bailey

Edelman Financial Engines

Dayton, OH

Cincinnati, OH

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-27
OH RA APPROVED 2022-12-09
  • TX RA
    APPROVED_RES
    Since 2024-06-27
  • OH RA
    APPROVED
    Since 2022-12-09

Branch Locations

10100 Innovation Drive Suite 160, Dayton, OH 45342 • United States

100E Business Way Suite 360, Cincinnati, OH 45241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Cincinnati OH 11/2014 03/2018
Fifth Third Cincinnati OH 03/2018 07/2020
Fifth Third Securities Cincinnati OH 03/2018 07/2020
Telhio Credit Union Columbus OH 07/2020 10/2021
Lpl Financial Llc Columbus OH 07/2020 10/2021
Cuso Financial Services, Lp San Diego CA 10/2021 12/2022
Cinfed Federal Credit Union Cincinnati OH 10/2021 12/2022
Financial Engines Advisors L.L.C. Santa Clara CA 12/2022 Present
  • 11/2014 → 03/2018
    Scottrade
    Cincinnati, OH
  • 03/2018 → 07/2020
    Fifth Third
    Cincinnati, OH
  • 03/2018 → 07/2020
    Fifth Third Securities
    Cincinnati, OH
  • 07/2020 → 10/2021
    Telhio Credit Union
    Columbus, OH
  • 07/2020 → 10/2021
    Lpl Financial Llc
    Columbus, OH
  • 10/2021 → 12/2022
    Cuso Financial Services, Lp
    San Diego, CA
  • 10/2021 → 12/2022
    Cinfed Federal Credit Union
    Cincinnati, OH
  • 12/2022 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2021-10-22 → 2022-12-01
    Cuso Financial Services, L.P.
    Cincinnati, OH
    San Diego, CA
    Cincinnati, OH
  • 2020-07-13 → 2021-10-22
    Lpl Financial Llc
    Fairfield, OH
    Columbus, OH
    Liberty Township, OH
  • 2018-03-14 → 2020-07-09
    Fifth Third Securities, Inc.
    Lebanon, OH
    Mason, OH
    Lebanon, OH
    Monroe, OH
    Cincinnati, OH
    Cincinnati, OH
    Mason, OH
  • 2016-10-05 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
  • 2012-08-10 → 2014-11-19
    Pnc Wealth Management Llc
    Cincinnati, OH
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-09
S63 Uniform Securities Agent State Law Examination 2012-03-23
  • S65 Uniform Investment Adviser Law Examination
    2012-08-09
  • S63 Uniform Securities Agent State Law Examination
    2012-03-23
Other Names
  • David Lawrence Bailey
  • David L Bailey

View on SEC IAPD

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Other Investors

KARL N BORGERSEN
JEFFREY ROBERT HUBER
MICHAEL JOSEPH MARTENS
JONATHAN MICHAEL RICHARD
BEN HOWARD FELDMEYER
Austin Phillip Barnard
DAVID ROBERT HOLTZ
PHILIP VINCENT GALLAGHER

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · Dayton, OH
ONESEVEN · DAYTON, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH
LPL FINANCIAL LLC · CENTERVILLE, OH
IME FINANCIAL, LLC · KETTERING, OH
CETERA INVESTMENT ADVISERS LLC · Kettering, OH
HARBOUR INVESTMENTS, INC. · KETTERING, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH

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