Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-12 |
| TX | RA | APPROVED | 2026-03-12 |
Branch Locations
620 Newport Center Dr. Suite 460, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 06/2015 | 04/2021 |
| Bank Of America, N.A. | Newport Beach | CA | 09/2018 | 04/2021 |
| Ubs Financial Services Inc. | Newport Beach | CA | 04/2021 | 03/2026 |
| Wells Fargo Advisors Financial Network, Llc | Newport Beach | CA | 03/2026 | Present |
I*7587 For profit or not for profit: Name of outside business organization: N/A - Condo #2 Investment related: Address of business: San Diego, California 92128 Nature of business: , Position, title, association: , Start date of relationship: 5/1/2008 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*7586 For profit or not for profit: Name of outside business organization: N/A - La mesa House Investment related: Address of business: La Mesa, California 91941 Nature of business: , Position, title, association: , Start date of relationship: 1/1/2013 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: General Notes: I*7588 For profit or not for profit: Name of outside business organization: N/A - Big Bear Vacation Rental Investment related: Address of business: Big Bear Lake, California 92315 Nature of business: , Position, title, association: , Start date of relationship: 11/1/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: General Notes: I*7585 For profit or not for profit: Name of outside business organization: Condo Investment related: Address of business: San Diego, California 92131 Nature of business: , Position, title, association: , Start date of relationship: 9/8/2011 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: General Notes: Katz Family Trust, I'm a successor trustee, San Jose CA United States-95139, start date-6/3/2024 RENTAL PROPERTY - 41910; INV RELATED;BIG BEAR LAKE,CA; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 07/19/2018; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-28 |
Reach out to this advisor