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Amber Mari Keens-Dumas

J. W. Cole Advisors, Inc.

Tampa, FL

CRD 5950055

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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-24
  • FL RA
    APPROVED
    Since 2026-02-24

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Life Insurance Company Colorado Springs CO 03/2013 01/2022
Usaa Investment Services Company Colorado Springs CO 01/2018 01/2022
Usaa Investment Services Company Tampa FL 01/2022 02/2026
Usaa Life Insurance Company Tampa FL 01/2022 02/2026
J.W. Cole Financial, Inc. Tampa FL 02/2026 Present
J.W. Cole Advisors, Inc. Tampa FL 02/2026 Present
  • 03/2013 → 01/2022
    Usaa Life Insurance Company
    Colorado Springs, CO
  • 01/2018 → 01/2022
    Colorado Springs, CO
  • 01/2022 → 02/2026
    Tampa, FL
  • 01/2022 → 02/2026
    Usaa Life Insurance Company
    Tampa, FL
  • 02/2026 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 02/2026 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2018-01-08 → 2026-02-26
    San Antonio, TX
    Colorado Springs, CO
    San Antonio, TX
    Tampa, FL
    San Antonio, TX
    Colorado Springs, CO
    Tampa, FL
    Tampa, FL
  • 2013-04-08 → 2018-01-08
    Usaa Financial Planning Services
    Colorado Springs, CO
Other Businesses

(1) Hyper Pure Ceramics, Inc.; Ceramic Cup Company; 36 W. Fayette Ave, Ste 2, Salt Lake, UT 84101; Not investment related; Part Owner/Vice President of Marketing;; Start 1/28/2026; 20 hours/month, 0 during trading yours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-06
S63 Uniform Securities Agent State Law Examination 2011-08-24
  • S65 Uniform Investment Adviser Law Examination
    2013-04-06
  • S63 Uniform Securities Agent State Law Examination
    2011-08-24
Other Names
  • Amber Mari Mabie

View on SEC IAPD

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