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190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-08-23 |
Branch Locations
100 S Brentwood Blvd, St. Louis, MO 63105 • United States
190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2015 | 08/2022 |
| Mbm Wealth Consultants | Chesterfield | MO | 10/2015 | 08/2022 |
| Moneta Group Investment Advisors, Llc | St. Louis | MO | 08/2022 | Present |
1) Server Hope, LLC. - Not Investment Related - 1202 Chavaniac Drive, Ballwin, MO 63011. Web services and media design and distribution. No Longer Active but LLC still exists, winding down. 10/2011 - 0 hours/month - No duties as of 12/2014, previously managed software development. 2) EI.BO - Not Investment Related - 4069 Botanical Ave. St. Louis, MO 63110. 501c3 Non-Profit - Improving Computer Programming opportunities in the Midwest. President; Board Member. 04/2014 - 10 hours/month, 0 during securities hours. Duties: Raise funds, connect with local educators, host camps, review and support existing opportunities in the community. 3) Laclede's LAN - Not investment related - www.lacledeslan.com - Hosting charitable computer gaming events in the Midwest - Business Development - 8/15/2004 - 8 hours/month, 0 during securities hours - This is a marketing component of EI.BO, networks with charities in St. Louis and I.T. professionals to grow events and improve the local benefit of our events. 4) Wings of Hope, Inc.(Board) - Not Investment Related - 18370 Wings of Hope Blvd, Chesterfield, MO 63005 - 501c3 Non-profit organization that helps the poor with sustainable programs for a more peaceful world - Member of the Board of Directors - 5/2019 - 6 hours/month, 0 during securities hours. Consult on the overall business of the non-profit organization, and ensure the officers are achieving the mission statement. 5) 7606 Gannon LLC (non-investment related) - 2450 Barrett Station Road St. Louis, MO 63021 - manage a single family rental property, Position/Title: Managing Member, Start Date: 1/11/2024 - Hrs/Month (total): 1-5 hrs - Hrs/month (trading hours): 0 hrs/month, Duties: maintain property, coordinate lease and tenant satisfaction, handle repair and general maintenance needs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-28 |
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